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Compliance Director job in London at Eximius part of the Eximius Group

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Compliance Director at Eximius part of the Eximius Group

Compliance Director

Eximius part of the Eximius Group London, Greater London Full Time

23/01/2020

FX and Brokerage

Germany, Dusseldorf

Full Time

€125,000 – €150,000

Compliance Director

  • Understanding, maintaining awareness of and ensuring compliance with both AML and compliance regulatory requirements including local and EU laws, international and industry standards and best practices.
  • Serving as the primary contact person for prosecution authorities: the Financial Intelligence Unit (Zentralstelle für Verdachtsmeldungen) of the Federal Criminal Police Office (Bundeskriminalamt, BKA), and other competent authorities
  • Coordinating, monitoring and advising on both AML and compliance policy, business AML and compliance programs, local AML and compliance procedures, and other applicable compliance requirements
  • Keeping up to date with EMIR and MIFID regulatory developments, technical standards and industry solutions
  • Drafting and applying a WpHG-conform policy for employee trading of products traded on the firm’s platforms and beyond. Maintain individual files of transaction copies from employees
  • For more information, contact Laura.Cheshire @eximius.com or 0207 648 6982.

    Click to connect with Laura on Linkedin.

    Compliance, AML, Germany

     

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    Job ID: 0773a3d84019